The Chartered Body Alliance response to DP1/23 – Review of the Senior Managers and Certification Regime (SM&CR)

The Discussion paper provides an excellent summary of the objectives of the SM&CR. In particular it presents a clear reminder that it is an individual… Read More

Customers in Vulnerable Circumstances – what would you do? – Upcoming CISI Webcast

Are you confident you understand what regulatory obligations are when it comes to handling customers in vulnerable circumstances? Could you identify a customer who was… Read More

Our Climate Risk Certificate has now been approved by the SCQF with 13 credits at level 8.

We are delighted to let you know that the credit rating for the Certificate in Climate Risk qualification (Principles and Practice of Climate Risk module)… Read More

Over 1/3 of finance professionals considered themselves vulnerable in last 12 months

A recent Chartered Body Alliance global survey has revealed some stark realities regarding the treatment of customers in vulnerable circumstances, including that 33%* of respondents… Read More

Alliance launches first joint qualification to help profession pass “Carney Test”.

The Chartered Body Alliance today launched their first joint qualification, the Certificate in Climate Risk, to help financial services professionals pass… Read More